Investments Compliance Sr. Analyst - Ethics and Insider Trading

Job Description

Job Location: United States : New Jersey : Whippany

Role Value Proposition:

In Global Risk Management, we strive to attract, develop and retain diverse talent with the potential to be future leaders of our department and of MetLife as a whole. We seek compliance professionals who demonstrate high intellectual capacity to understand complex matters facing our company, combined with strong leadership competencies to motivate and inspire higher performance by all our professionals. We take an active role in developing the skills of our talent and guiding their professional growth. By promoting skill development and career advancement for our professionals we are better positioned to serve our internal business partners and to help achieve MetLife’s vision of becoming a world-class leader in the insurance, retirement savings and employee benefits industries.

This position is responsible for managing the Investments Department’s Insider Trading Prevention program and other compliance monitoring and testing activity. This person will act in an advisory capacity, providing advice and guidance to the global Investments Department on controls, support for systems, and be involved in surveillance and direct monitoring activity to ensure that investments personnel are complying with company trading and personal trading policies and procedures and are otherwise acting in an authorized capacity. This position requires working collaboratively with Investments, GTO, and Finance as well as with other Investments Department risk control organizations, including Operation Risk Management, Investments Law Department and Internal Audit.

Key Responsibilities:

• Manage the daily administration of the Code of Ethics and Ethical Wall policies including maintenance of restricted issuer lists;
• Provide administrative support for the FIS personal trading assistant reporting system;
• Develop and conduct training sessions and provide advice and guidance on requirements;
• Prepare regulatory filings and deliver corporate documents to support trading activities;
• Oversee team to review sanctions screening results;
• Conduct email surveillance;
• Monitor company and personal trading for unauthorized activity;

Essential Business Experience and Technical Skills:

Required:

• College graduate;
• 5-7 years’ experience in financial services with a focus on insider trading controls;
• Excellent written and oral communication skills, including ability to communicate with all levels of management;
• Previous training experience;
• Ability to work with complicated excel spreadsheets;
• Ability to handle multiple tasks and prioritize work;

Preferred:

• FIS Personal Trading Assistant system experience and foreign languages
  

Travel

n/a

Business Category

Global Risk Management

Number of Openings

1

At MetLife, we’re leading the global transformation of an industry we’ve long defined. United in purpose, diverse in perspective, we’re dedicated to making a difference in the lives of our customers.”

MetLife:

MetLife, through its subsidiaries and affiliates, is one of the world’s leading financial services companies, providing insurance, annuities, employee benefits and asset management to help its individual and institutional customers navigate their changing world. Founded in 1868, MetLife has operations in more than 40 countries and holds leading market positions in the United States, Japan, Latin America, Asia, Europe and the Middle East.

We are one of the largest institutional investors in the U.S. with $600 billion of total assets under management as of December 31, 2019. We are ranked #44 on the Fortune 500 list for 2019. In 2019, we were named to the Dow Jones Sustainability Index (DJSI) for the fourth year in a row. DJSI is a global index to track the leading sustainability-driven companies.

MetLife is committed to building a purpose-driven and inclusive culture that energizes our people. Our employees work every day to help build a more confident future for people around the world.

We want to make it simple for all interested and qualified candidates to apply for employment opportunities with MetLife. For further information about how to request a reasonable accommodation, please click on the Disability Accommodations link below.

MetLife is a proud Equal Employment Opportunity and Affirmative Action employer dedicated to attracting, retaining, and developing a diverse and inclusive workforce. All qualified applicants will receive consideration for employment at MetLife without regards to race, color, religion, sex (including pregnancy, childbirth, or related medical conditions), sexual orientation, gender identity or expression, age, disability, national origin, marital or domestic/civil partnership status, genetic information, citizenship status, uniformed service member or veteran status, or any other characteristic protected by law.

MetLife maintains a drug-free workplace.