Compliance Assurance Manager

Job Description

ABOUT THE TEAM Compliance is a key team that ensures Revolut’s products and processes meet the wording and spirit of regulatory requirements, then translate this into good customer outcomes. Compliance also facilitates open and transparent relationships with our regulators. The Compliance team brings Revolut’s commitment to improving all aspects of finance to risk management. We are far more data-led than similar functions within other companies; our team has both a strong understanding of regulatory requirements and also the ability to find solutions and carry out testing in a purely digital environment. Join a team that knows that better people and machines are the most effective way of managing conduct risk. ABOUT THE ROLE We're looking for a Compliance Assurance Manager to sit within our Compliance Team. Our aim is to build the Compliance function of one of the most successful financial technology firms in the world. We are a small team, so you will not miss anything and your contribution will be very visible.

WHAT YOU'LL BE DOING

• Assist with the design and implementation of the compliance testing and assurance program. Design the risk-based compliance risk assessment, control testing and assurance plan, and related testing scopes.
• Complete reviews and testing which make up the risk-based testing program while leveraging skills in advanced data analytics.
• Establish automated queries and dashboards to monitor compliance controls at scale
• Contribute to compliance processes by identifying opportunities for improved adherence to regulatory requirements or company standards.
• Execute project plans to address remediation efforts and testing review findings, may include process updates, documentation and/or training.
• Drive execution of multiple concurrent reviews focussing on the North America activities and support the global Second Line Assurance team on multi-jurisdictional reviews, including subsequent management reporting related to review outcomes and findings.

WHAT SKILLS YOU'LL NEED

• College degree
• 5-7 years of experience working within a Compliance, Risk or Audit function in a FinTech, traditional financial institution, or regulatory body; including testing and assurance experience
• Strong at writing SQL queries and experience with Python
• Results driven, pragmatic, and detailed-oriented
• Have an acute love for problem solving and work collaboratively to do so
• Can explain complex things very easily
• Posses a willingness to learn and an interest in compliance
• Experience in creating or utilizing test scripts/procedures
• A good understanding of the US bank regulatory environment in at least one of the following categories: deposits, money transmission, consumer lending, broker/dealer, crypto, and BSA/AML/OFAC

A little about us... When Revolut was founded in 2015, we had a vision to build a sustainable, digital alternative to traditional big banks. Our mission now is to help our customers improve their financial health, empower them to have more control, and promote financial cohesion across the communities in which we operate. Launching into 2020 with 10 million Personal customers and over a quarter of a million Business customers only reinforced our belief in the vast need across the world for better financial services. As our customer base has boomed in the last year, we’ve expanded our team to match that growth. We started 2019 with several hundred employees; we closed it out with 2000. What we’re looking for... Revolut is being scaled up by people all around the world who share our vision. We’re looking for people who align with our four core values: we Never Settle, we Get It Done because we Think Deeper and we’re Stronger Together. You’re the kind of person who wants to join a community of forward-thinking people, all personally and professionally invested in Revolut’s mission. You thrive in a collaborative space where everyone’s learning from each other, and learning fast. We believe in empowering our Revoluters in their work, giving them autonomy and ownership of what they do. We want everyone at Revolut to own their story and their successes - working with us means you’re not just another cog in the machine. THE BENEFITS • Competitive salary • Biannual equity bonuses • All the latest tech you need • Roll with a free Revolut Metal subscription Please only submit an application for one posting. Apply for this job