Specialist, Trading Operations

Job Description

Your Opportunity

The Specialist, Trading Operations will utilize various applications for Mutual Fund related activities through broker/dealers, the National Securities Clearing Corporation (NSCC), and multiple other trading platforms. You will process requests with a primary emphasis on accuracy. The specialist will have continuous communications with Client Services and other support business partners. 3-5 years brokerage, transfer agent or trust operations experience preferred. Ability to work in a fast paced environment, attention to detail and creatively thinking are a must. Candidates must be able to communicate optimally within a team environment.

What you’re good at

The Specialist, Trading Operations will utilize various applications for processing Mutual Fund related activities through broker/dealers and the NSCC. They will manage pricing assets, monitoring trade files, clearing trade rejects, submitting trades and other various operations duties as the need arises. This individual will also be responsible for the processing of off-cycle and monthly mutual fund dividends.

What you have

• Previous trading/operations experience in the retirement industry is strongly preferred.
• Great communication skills, including communicating to external clients, management, and business partners.
• Demonstrated analytical skills that include the ability to research and problem solve to completion.
• Bachelor’s Degree preferred.
• Advanced excel skills required.

The hours for this position will be 1:30 PM – 10:00 PM Pacific Time. The candidate must be able to work later as needed to ensure trade files are processed.